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Featured Advisor::
Bill Singer
Contributing Writer – Street Legal
“Brokers who go unnamed in compliants may still face disclosure issues.”
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Bill Singer, who writes our Street Legal column (on page 74 this month), is the publisher of RRBDLAW.com and BrokeAndBroker.com, and practices law at Gusrae, Kaplan, Bruno & Nusbaum PLLC, where he represents broker/dealers, registered persons and public investors. Bill was previously employed in the legal department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with the American Stock Exchange and the NASD; and as a legal counsel to Integrated Resources Asset Management. Prior to becoming a lawyer, he was the third generation of his family in the wine business.
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